All excavations are hazardous because they are inherently unstable. If they are restricted spaces, they present the additional risks of oxygen depletion, toxic fumes, and water accumulation. If you are not using protective systems or equipment while working in trenches or excavations at your site, you are in danger of suffocating, inhaling toxic materials, fire, drowning, or being crushed by a cave-in.
OSHA standard 1926.652, Requirements for protective systems, details four types of protective systems.
Designing a protective system can be complex because you must consider many factors: soil classification, depth of cut, water content of soil, changes due to weather or climate, surcharge loads such as spoil and other materials used in the trench, and other nearby operations such as heavy equipment and vehicle traffic.
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Requirements
1926.652(a) Protection of employees in excavations.
(1)Each employee in an excavation shall be protected from cave-ins by an adequate protective system designed in accordance with paragraph (b) or (c) of this section except when:
(2) Protective systems shall have the capacity to resist without failure all loads that are intended or could reasonably be expected to be applied or transmitted to the system.
See Requirements for Protection Systems" for detailed slope configurations.
Appendix B Requirements and Definitions
(a) Scope and application. This appendix contains specifications for sloping and benching when used as methods of protecting employees working in excavations from cave-ins. The requirements of this appendix apply when the design of sloping and benching protective systems is to be performed in accordance with the requirements set forth in 1926.652(b)(2).
(b) Definitions.
Actual slope means the slope to which an excavation face is excavated.
Distress means that the soil is in a condition where a cave-in is imminent or is likely to occur. Distress is evidenced by such phenomena as the development of fissures in the face of or adjacent to an open excavation; the subsidence of the edge of an excavation; the slumping of material from the face or the bulging or heaving of material from the bottom of an excavation; the spalling of material from the face of an excavation; and ravelling, i.e., small amounts of material such as pebbles or little clumps of material suddenly separating from the face of an excavation and trickling or rolling down into the excavation.
Maximum allowable slope means the steepest incline of an excavation face that is acceptable for the most favorable site conditions as protection against cave-ins, and is expressed as the ratio of horizontal distance to vertical rise (H:V).
Short term exposure means a period of time less than or equal to 24 hours that an excavation is open.
1. Which of the following is considered the safest of the four methods to prevent an excavation wall collapse?
a. Engineered designAs mentioned earlier, sloping is one of the most common protection systems used. It is by sloping the sides of the trench to a safe angle. The trench is sloped on both sides. The safe angle to slope the sides of an excavation varies with different kinds of soil.
The safe angle must be determined with each individual project. the safe angle must be more gradual when an excavation:
The example in the image to the right shows the sloping requirements for Type C soil. Note the ratio of the slope is 1½:1. For every 1½ feet horizontally, the height of the slope increases by 1 foot. The angle of the slope in this example is 34 degrees. (Click the Appendix B button below to see the Maximum Allowable Slope chart. )
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1926.652(b) Design of sloping and benching systems. The slopes and configurations of sloping and benching systems shall be selected and constructed by the employer or his designee and shall be in accordance with the requirements of paragraph (b)(1); or, in the alternative, paragraph (b)(2); or, in the alternative, paragraph (b)(3), or, in the alternative, paragraph (b)(4), as follows:
1926.652(f) Sloping and benching systems. Employees shall not be permitted to work on the faces of sloped or benched excavations at levels above other employees except when employees at the lower levels are adequately protected from the hazard of falling, rolling, or sliding material or equipment.
(c) Requirements.
(1) Soil classification. Soil and rock deposits shall be classified in accordance with appendix A to subpart P of part 1926.
(2) Maximum allowable slope. The maximum allowable slope for a soil or rock deposit shall be determined from Table B-1 of this appendix.
(3) Actual slope.
(i) The actual slope shall not be steeper than the maximum allowable slope.
(ii) The actual slope shall be less steep than the maximum allowable slope, when there are signs of distress. If that situation occurs, the slope shall be cut back to an actual slope which is at least 1/2 horizontal to one vertical (1/2H:1V) less steep than the maximum allowable slope.
(iii) When surcharge loads from stored material or equipment, operating equipment, or traffic are present, a competent person shall determine the degree to which the actual slope must be reduced below the maximum allowable slope, and shall assure that such reduction is achieved. Surcharge loads from adjacent structures shall be evaluated in accordance with 1926.651(i).
(4)Configurations. Configurations of sloping and benching systems shall be in accordance with Figure B-1.
SOIL OR ROCK TYPE |
MAXIMUM ALLOWABLE SLOPES (H:V)(1) FOR EXCAVATIONS LESS THAN 20 FEET DEEP(3) |
STABLE ROCK TYPE A (2) TYPE B TYPE C |
VERTICAL (90°) 3/4:1 (53°) 1:1 (45°) 1 ½:1 (34°) |
Footnote(1) Numbers shown in parentheses next to maximum allowable slopes are angles expressed in degrees from the horizontal. Angles have been rounded off.
Footnote(2) A short-term maximum allowable slope of 1/2H:1V (63°) is allowed in excavations in Type A soil that are 12 feet (3.67 m) or less in depth. Short-term maximum allowable slopes for excavations greater than 12 feet (3.67 m) in depth shall be 3/4H:1V (53°).
Footnote(3) Sloping or benching for excavations greater than 20 feet deep shall be designed by a registered professional engineer.
See Appendix B for detailed slope configurations.
2. Type C soil must have a slope no greater than _____.
a. 1:1.5 or 66 °There are two basic types of benching: simple and multiple. The type of soil determines the horizontal to vertical ratio of the benched side.
Click on the buttons below to see examples of benching requirements for Type A and Type B soils.
Click on the buttons below to see definitions and sloping and benching system requirements.
Requirements
Soil classification. Soil and rock deposits shall be classified in accordance with appendix A to subpart P of part 1926.
Maximum allowable slope. The maximum allowable slope for a soil or rock deposit shall be determined from Table B-1 of this appendix.
Actual slope. The actual slope shall not be steeper than the maximum allowable slope. The actual slope shall be less steep than the maximum allowable slope, when there are signs of distress. If that situation occurs, the slope shall be cut back to an actual slope which is at least ½ horizontal to one vertical (½H:1V) less steep than the maximum allowable slope.
When surcharge loads from stored material or equipment, operating equipment, or traffic are present, a competent person shall determine the degree to which the actual slope must be reduced below the maximum allowable slope, and shall assure that such reduction is achieved. Surcharge loads from adjacent structures shall be evaluated in accordance with 1926.651(i).
Configurations. Configurations of sloping and benching systems shall be in accordance with Figure B-1.
SOIL OR ROCK TYPE | MAXIMUM ALLOWABLE SLOPES (H:V)(1) FOR EXCAVATIONS LESS THAN 20 FEET DEEP(3) |
STABLE ROCK TYPE A (2) TYPE B TYPE C |
VERTICAL (90°) 3/4:1 (53°) 1:1 (45°) 1 ½:1 (34°) |
Footnote(1) Numbers shown in parentheses next to maximum allowable slopes are angles expressed in degrees from the horizontal. Angles have been rounded off.
Footnote(2) A short-term maximum allowable slope of 1/2H:1V (63°) is allowed in excavations in Type A soil that are 12 feet (3.67 m) or less in depth. Short-term maximum allowable slopes for excavations greater than 12 feet (3.67 m) in depth shall be 3/4H:1V (53°).
Footnote(3) Sloping or benching for excavations greater than 20 feet deep shall be designed by a registered professional engineer.
See Appendix B for detailed slope configurations.
3. As a general rule, the bottom vertical bench height of a multiple-benched trench must not exceed _____.
a. 2 feetAlthough sloping and benching is a good method for excavations, there are still some problems you may encounter. For example wide excavation areas can:
To prevent the collapse of an unsupported bench in an excavation 8 feet or less in depth, the allowable height of a bench at the base of an excavation must be 3 1/2 feet or less. The collapse of one bench into a lower bench can, in turn, cause a lower bench to fail in a situation where many benches have been created.
Before the start of sloping or benching, the contractor needs to:
4. What is a common hazard when multiple benches have been created for an excavation?
a. The collapse of one bench into a lower benchA shoring system is a structure such as a metal hydraulic, mechanical or timber shoring system that supports the sides of an excavation and which is designed to prevent caveins. Shoring or shielding is used when the location or depth of the cut makes sloping back to the maximum allowable slope impractical.
Timber Shoring. Timber shoring systems are very versatile since they are custom built to fit the trench. Deep and long trenches are probably better suited to timber shoring than any other form of protective system. It is suited well for excavations where significant time is to be spent in one area.
Hydraulic Shoring. This seems to be more of a trend today. Hydraulic shoring, a pre-fabricated strut and/or wale system made from aluminum or steel. Hydraulic shoring provides a critical safety advantage over timber shoring because workers do not have to enter the trench to install or remove hydraulic shoring. All shoring should be installed from the top down and removed from the bottom up. Hydraulic shoring should be checked at least once per shift for leaking hoses and/or cylinders, broken connections, cracked nipples, bent bases, and any other damaged or defective parts.
Pneumatic Shoring. Pneumatic shoring works in a manner similar to hydraulic shoring. The primary difference is pneumatic shoring uses air pressure in place of hydraulic pressure. However, you need to have an air compressor on site when using pneumatic shoring. Compressed air is used instead of hydraulic fluid to expand the trench jacks into position.
Screw Jack systems. Screw jack systems differ from hydraulic and pneumatic systems in that the struts of a screw jack system must be adjusted manually. This creates a hazard because the worker is required to be in the trench in order to adjust the strut. In addition, uniform "preloading" cannot be achieved with screw jacks, and their weight creates handling difficulties.
Single-Cylinder Hydraulic Shores. Shores of this type are generally used in a water system, as an assist to timber shoring systems, and in shallow trenches where face stability is required.
Underpinning. This process involves stabilizing adjacent structures, foundations, and other intrusions that may have an impact on the excavation. As the term indicates, underpinning is a procedure in which the foundation is physically reinforced. Underpinning should be conducted only under the direction and with the approval of a registered professional engineer.
Click on the buttons to see 1926.652(c) requirements, Appendix C and D requirements, and a video on sloping and shoring.
1926.652(c) Design of support systems, shield systems, and other protective systems.
Designs of support systems, shield systems, and other protective systems shall be selected and constructed by the employer or his designee and shall be in accordance with the requirements of paragraph (c)(1); or, in the alternative, paragraph (c)(2); or, in the alternative, paragraph (c)(3); or, in the alternative, paragraph (c)(4) as follows:
(c) Appendix C, Timber Shoring for Trenches
(a) Scope. This appendix contains information that can be used when timber shoring is provided as a method of protection from cave-ins in trenches that do not exceed 20 feet (6.1 m) in depth. This appendix must be used when design of timber shoring protective systems is to be performed in accordance with 1926.652(c)(1). Other timber shoring configurations; other systems of support such as hydraulic and pneumatic systems; and other protective systems such as sloping, benching, shielding, and freezing systems must be designed in accordance with the requirements set forth in 1926.652(b) and 1926.652(c).
(b) Soil Classification. In order to use the data presented in this appendix, the soil type or types in which the excavation is made must first be determined using the soil classification method set forth in appendix A of subpart P of this part.
(c) Presentation of Information. Information is presented in several forms as follows:
(d) Basis and limitations of the data.
(e) Use of Tables.
(f) Examples to Illustrate the Use of Tables C-1.1 through C-1.3.
(g) Notes for all Tables.
All shoring should be installed from the top down and removed from the bottom up. Hydraulic shoring should be checked at least once per shift for leaking hoses and/or cylinders, broken connections, cracked nipples, bent bases, and other damaged or defective parts.
More requirements for hydraulic shoring.
5. Hydraulic shoring provides a critical safety advantage over timber shoring when installing shoring because _____.
a. the wood tools are not requiredIn this method, a trench box or shield designed or approved by a registered professional engineer is used. Timber, aluminum, or other suitable material may be used in the construction. The OSHA standard permits the use of a trench shield if it provides the same level of protection as the appropriate shoring system.
Employers can choose the most practical method for the particular circumstance, but that system must meet the required performance criteria. The standard doesn't require a protective system when an excavation is made entirely in stable rock or is less than five feet deep. However, in this case, a competent person must examine the ground and find no indication of a potential cave-in.
When installing a trench shield, the contractor should excavate a wider area than the necessary minimum. This provides a more comfortable working environment for your employees in the trench.
This extra working area may provide a way for workers to escape an unexpected crisis, such as falling objects or debris. Contractors should also reduce risk by limiting the number of workers in the trench. The only workers allowed in the trench should be those who are absolutely needed to perform the task at hand.
As the trench is backfilled, the braces and planks can be removed to be used at another site. If installed and removed correctly, vertical planks and trench braces may be used several times!
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1926.652(g) Shield systems-
See Appendix B on OSHA's website for detailed slope configurations. (External link)
6. The OSHA standard doesn't require a protective system when an excavation is _____.
a. in undisturbed soils or less than six feet deepThe following figures are a graphic summary of the requirements contained in subpart P for excavations 20 feet or less in depth. Where the working area of an excavation is constantly moving, as in laying a conduit, shield systems or trench boxes may be the more appropriate protective devices to use.
Protective systems for use in excavations more than 20 feet in depth must be designed by a registered professional engineer in accordance with Sec. 1926.652 (b) and (c).
Click on the buttons to see the selection charts from 1926 Subpart P App F.
Sloping is selected as the method of protection.
Shoring or shielding selected as the method of protection.
Soil Classification is required when shoring or shielding is used. The excavation must comply with one of the following four options in Sec. 1926.652 (b) and (c):
7. Protective systems for use in excavations more than 20 feet in depth must be designed by _____.
a. a certified safety professionalThe following case reports of trenching accidents investigated by OSHA only illustrate how seemingly innocent workplace activities can have deadly consequence, especially when it comes to excavation work.
8. OSHA standards mandate that all excavations _____ be protected against collapse.
a. 4 feet deepRead the material in each section to find the correct answer to each quiz question. After answering all the questions, click on the "Check Quiz Answers" button to grade your quiz and see your score. You will receive a message if you forgot to answer one of the questions. After clicking the button, the questions you missed will be listed below. You can correct any missed questions and check your answers again.